Associate Director, FinOps Compliance

Job Description

WHAT IS THE OPPORTUNITY?The Associate Director, FinOps is responsible for the overall execution of the compliance program within RBC. Reporting to the Managing Director, Compliance, the program is focused on Finance and Operational coverage for RBC’s Capital Markets, Wealth Management and Direct Investing business lines, with regulatory oversight from the Canadian Investment Regulatory Organization (CIRO), along with various exchanges and clearing agencies. The major areas of focus include providing advice, oversight and challenge of all business activity, execution of the Regulatory Compliance Management (RCM) FinOps program elements and acting as a backup for the Global Securities Aggregation compliance program.WHAT WILL YOU DO?

Executes and directs the implementation of the 2LOD risk oversight program for FinOps Compliance:

Acting as the main point of contact and subject matter expert (SME) for primary coverage areas, in...