Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel

Job Description

What is the opportunity?The Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel & Director, RBC Wealth Management Canada Compliance, will lead a team responsible for compliance and regulatory oversight for the following businesses within RBC Wealth Management Canada: RBC Phillips Hager &North Investment Counsel Inc. (RBC PH&N IC), Royal Trust Company (RT) and RBC Private Counsel (USA) Inc. (RBC PC (USA)). The CCOs of RT and RBC PC (USA) report into this role.What will you do?

Accountable for defining, developing, implementing and maintaining a compliance framework for the provision of discretionary management and trust services to high-net-worth clients of RBC PH&N IC, RT, and RBC PC (USA).

Lead a team of compliance personnel responsible for the development, ongoing review, and interpretation of policies and procedures for compliance and the preparation of management and Board reporting.

Provide e...