about the company.
Our client is a European foreign corporate bank.
about the team.
You will be joining a small team, handling all-rounded compliance activities, including regulatory compliance, central compliance, FCC etc
about the job.
- Review, update and implement compliance manuals, policies and procedures for Hong Kong Branch operation
- Assist in managing regulatory relationships. Liaise with regulatory bodies on inspections, self-assessment, investigation, examination, handle ad hoc enquiries, incident reports, surveys etc
- Conduct regular compliance review and transaction monitoring and prepare reports to the relevant authorities
- Review and/or escalate any suspicious transactions, sanctions screening, name screening alert hits