Job Description

Requisition ID: 246635

We are committed to investing in our employees and helping you continue your career at Scotiabank. 


Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market abuse detection and prevention. This role plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market abuse and work collaboratively with various departments to enhance our controls and procedures.

Is This Role Right for You? In this role, you will:

  • Act primarily as Officer in Charge (OIC) and lead the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank’s adherence to the regulatory requirements and st...