Job Description
Purpose
Provides advisory, leadership and oversight over the Global Communications Supervision Procedures on behalf of GBM Internal Controls to ensure compliance with the Code of Conduct, internal policies & procedures, Global FX Code, industry standards and applicable regulatory requirements. Oversees and enhances ongoing operational processes, procedures, and manages business changes to align with regulatory changes.
This incumbent contributes to the overall success of the Communications Surveillance team ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures.
Accountabilities
- Leadership: Leads a team of Managers and Senior Analysts in the execution of the Global Communications Supervision Procedures, inclusive of directing and/or supporting reviewing activities, ensuring they are conducted expertly, professionally, and effectively.
- Lea...